Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, PUI PAN
Chinese Name of Relevant Individual
林培斌
HKMA Registration Number
AF8594
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2019 - 24 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Apr 2019 - 24 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2018 - 11 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2018 - 11 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2016 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2016 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Apr 2016 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2014 - 21 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2013 - 30 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2013 - 30 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Jan 2013 - 30 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, PUI PAN
:
Chinese Name of Relevant Individual
林培斌
:
HKMA Registration Number
AF8594
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8594
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Apr 2019 - 24 Jul 2020
No
AF8594
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Apr 2019 - 24 Jul 2020
No
AF8594
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Jan 2018 - 11 Jan 2019
No
AF8594
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Jan 2018 - 11 Jan 2019
No
AF8594
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Apr 2016 - 31 Aug 2016
No
AF8594
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Apr 2016 - 31 Aug 2016
No
AF8594
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Apr 2016 - 31 Aug 2016
No
AF8594
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Jan 2014 - 21 Oct 2015
No
AF8594
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jan 2013 - 30 Dec 2013
No
AF8594
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Jan 2013 - 30 Dec 2013
No
AF8594
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jan 2013 - 30 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.