Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, MEI SHUEN
Chinese Name of Relevant Individual
蘇美璇
HKMA Registration Number
AF8625
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2017 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Dec 2017 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 07 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 07 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, MEI SHUEN
:
Chinese Name of Relevant Individual
蘇美璇
:
HKMA Registration Number
AF8625
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8625
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Dec 2017 - 01 Aug 2019
No
AF8625
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Dec 2017 - 01 Aug 2019
No
AF8625
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Jan 2013 - 07 Apr 2017
No
AF8625
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Jan 2013 - 07 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.