Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, JUNJUN
Chinese Name of Relevant Individual
唐軍軍
HKMA Registration Number
AF8633
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
SFC CE number
AAK796
Business Address
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, JUNJUN
:
Chinese Name of Relevant Individual
唐軍軍
:
HKMA Registration Number
AF8633
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
30 Mar 2021
No
FICC TRADING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
30 Mar 2021
No
FICC TRADING
Name of Registered Institution
SFC CE number
Business Address
BANK OF AMERICA, NATIONAL ASSOCIATION
AAK796
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8633
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
Since 30 Mar 2021
No
AF8633
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
Since 30 Mar 2021
No
AF8633
CITIBANK, N.A.
Type 1: dealing in securities
11 Jan 2013 - 07 Feb 2020
No
AF8633
CITIBANK, N.A.
Type 4: advising on securities
11 Jan 2013 - 07 Feb 2020
No
AF8633
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Jan 2013 - 07 Feb 2020
No
AF8633
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
11 Jan 2013 - 07 Feb 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
