Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAN, JIA C
Chinese Name of Relevant Individual
干嘉琛
HKMA Registration Number
AF8636
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2022 - 28 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2022 - 28 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2022 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2022 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 11 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 11 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAN, JIA C
:
Chinese Name of Relevant Individual
干嘉琛
:
HKMA Registration Number
AF8636
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8636
BANK OF MONTREAL
Type 1: dealing in securities
09 Aug 2022 - 28 Jun 2023
Yes
AF8636
BANK OF MONTREAL
Type 4: advising on securities
09 Aug 2022 - 28 Jun 2023
Yes
AF8636
BANK OF MONTREAL
Type 1: dealing in securities
14 Mar 2022 - 08 Aug 2022
No
AF8636
BANK OF MONTREAL
Type 4: advising on securities
14 Mar 2022 - 08 Aug 2022
No
AF8636
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
11 Jan 2013 - 11 Jan 2022
No
AF8636
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
11 Jan 2013 - 11 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.