Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KING MAN
Chinese Name of Relevant Individual
林敬文
HKMA Registration Number
AF8645
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2022 - 06 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 06 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2021 - 06 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2017 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
27 Jun 2017 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2013 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2013 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KING MAN
:
Chinese Name of Relevant Individual
林敬文
:
HKMA Registration Number
AF8645
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8645
BANQUE PICTET & CIE SA
Type 1: dealing in securities
28 Oct 2022 - 06 Mar 2025
No
AF8645
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 06 Mar 2025
No
AF8645
BANQUE PICTET & CIE SA
Type 9: asset management
01 Aug 2021 - 06 Mar 2025
No
AF8645
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
27 Jun 2017 - 30 Jul 2021
No
AF8645
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
27 Jun 2017 - 30 Jul 2021
No
AF8645
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
12 Jan 2013 - 17 Apr 2016
No
AF8645
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
12 Jan 2013 - 17 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.