Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, HO SUM
Chinese Name of Relevant Individual
鄭浩森
HKMA Registration Number
AF8646
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2015 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2015 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2013 - 30 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2013 - 30 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, HO SUM
:
Chinese Name of Relevant Individual
鄭浩森
:
HKMA Registration Number
AF8646
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8646
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
10 Jun 2015 - 30 Jul 2021
No
AF8646
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
10 Jun 2015 - 30 Jul 2021
No
AF8646
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
12 Jan 2013 - 30 Mar 2015
No
AF8646
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
12 Jan 2013 - 30 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.