Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GWAK, YUN SEOK
Chinese Name of Relevant Individual
HKMA Registration Number
AF8649
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2020 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2020 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Jan 2020 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2019 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2019 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Aug 2019 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2019 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2019 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jan 2019 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2018 - 28 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2018 - 28 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Mar 2018 - 28 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 27
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GWAK, YUN SEOK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF8649
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2020 - 15 Jan 2020
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2020 - 15 Jan 2020
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 Jan 2020 - 15 Jan 2020
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2019 - 28 Aug 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Aug 2019 - 28 Aug 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Aug 2019 - 28 Aug 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Apr 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jan 2019 - 25 Jan 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jan 2019 - 25 Jan 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
24 Jan 2019 - 25 Jan 2019
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2018 - 28 Mar 2018
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Mar 2018 - 28 Mar 2018
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Mar 2018 - 28 Mar 2018
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2018 - 11 Jan 2018
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2018 - 11 Jan 2018
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Jan 2018 - 11 Jan 2018
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2017 - 20 Jul 2017
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2017 - 20 Jul 2017
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Jul 2017 - 20 Jul 2017
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Apr 2017 - 19 Apr 2017
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Apr 2017 - 19 Apr 2017
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Apr 2017 - 19 Apr 2017
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2013 - 19 Jan 2013
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2013 - 19 Jan 2013
No
AF8649
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Jan 2013 - 19 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.