Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PUN, YAN YI
Chinese Name of Relevant Individual
潘欣怡
HKMA Registration Number
AF8673
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2014 - 19 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2014 - 19 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PUN, YAN YI
:
Chinese Name of Relevant Individual
潘欣怡
:
HKMA Registration Number
AF8673
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8673
BANK SINOPAC
Type 1: dealing in securities
20 Jun 2014 - 19 Jun 2016
No
AF8673
BANK SINOPAC
Type 4: advising on securities
20 Jun 2014 - 19 Jun 2016
No
AF8673
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2013 - 27 Sep 2013
No
AF8673
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2013 - 27 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.