Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, CHUN YUEN
Chinese Name of Relevant Individual
杜鎮源
HKMA Registration Number
AF8694
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2014 - 20 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2013 - 19 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2013 - 19 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, CHUN YUEN
:
Chinese Name of Relevant Individual
杜鎮源
:
HKMA Registration Number
AF8694
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8694
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
24 Oct 2014 - 20 Apr 2021
No
AF8694
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Jan 2013 - 19 Mar 2013
No
AF8694
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Jan 2013 - 19 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.