Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, CHIEN-TA
Chinese Name of Relevant Individual
邱建達
HKMA Registration Number
AF8697
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2017 - 18 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2016 - 08 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2013 - 19 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, CHIEN-TA
:
Chinese Name of Relevant Individual
邱建達
:
HKMA Registration Number
AF8697
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8697
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Oct 2017 - 18 Oct 2017
No
AF8697
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Aug 2017 - 31 Aug 2017
No
AF8697
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Dec 2016 - 08 Dec 2016
No
AF8697
MACQUARIE BANK LIMITED
Type 1: dealing in securities
17 Jan 2013 - 19 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
