Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, WAI HO
Chinese Name of Relevant Individual
李偉浩
HKMA Registration Number
AF8704
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2021 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2021 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2015 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2015 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2015 - 30 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2015 - 30 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2013 - 11 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jan 2013 - 11 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, WAI HO
:
Chinese Name of Relevant Individual
李偉浩
:
HKMA Registration Number
AF8704
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8704
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021 - 30 Apr 2024
No
AF8704
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021 - 30 Apr 2024
No
AF8704
DBS BANK LTD.
Type 1: dealing in securities
09 Sep 2015 - 30 Apr 2024
No
AF8704
DBS BANK LTD.
Type 4: advising on securities
09 Sep 2015 - 30 Apr 2024
No
AF8704
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
09 Apr 2015 - 30 Aug 2015
No
AF8704
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
09 Apr 2015 - 30 Aug 2015
No
AF8704
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jan 2013 - 11 Aug 2013
No
AF8704
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jan 2013 - 11 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.