Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, KA PO
Chinese Name of Relevant Individual
曾家寶
HKMA Registration Number
AF8725
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2022 - 20 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2022 - 20 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2019 - 18 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2019 - 18 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jun 2019 - 18 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2015 - 08 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2015 - 08 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2013 - 05 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2013 - 05 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, KA PO
:
Chinese Name of Relevant Individual
曾家寶
:
HKMA Registration Number
AF8725
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8725
UBS AG
Type 1: dealing in securities
15 Jan 2022 - 20 Jan 2023
No
AF8725
UBS AG
Type 4: advising on securities
15 Jan 2022 - 20 Jan 2023
No
AF8725
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jun 2019 - 18 Dec 2021
No
AF8725
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jun 2019 - 18 Dec 2021
No
AF8725
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jun 2019 - 18 Dec 2021
No
AF8725
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Dec 2015 - 08 Apr 2019
No
AF8725
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Dec 2015 - 08 Apr 2019
No
AF8725
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2013 - 05 May 2013
No
AF8725
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2013 - 05 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.