Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, YI HAN
Chinese Name of Relevant Individual
林伊涵
HKMA Registration Number
AF8734
Other HKMA Registration Number(s)
AE3264
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2021 - 15 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2021 - 15 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2015 - 31 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2013 - 31 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2009 - 12 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, YI HAN
:
Chinese Name of Relevant Individual
林伊涵
:
HKMA Registration Number
AF8734
:
Other HKMA Registration Number(s)
AE3264
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8734
NATIONAL AUSTRALIA BANK LIMITED
Type 1: dealing in securities
03 Sep 2021 - 15 Feb 2022
No
AF8734
NATIONAL AUSTRALIA BANK LIMITED
Type 4: advising on securities
03 Sep 2021 - 15 Feb 2022
No
AF8734
NATIONAL AUSTRALIA BANK LIMITED
Type 4: advising on securities
01 Jan 2015 - 31 May 2020
No
AF8734
NATIONAL AUSTRALIA BANK LIMITED
Type 1: dealing in securities
19 Jan 2013 - 31 May 2020
No
AE3264
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jun 2009 - 12 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.