Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHING KI
Chinese Name of Relevant Individual
吳靖琪
HKMA Registration Number
AF8744
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2019 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2019 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2015 - 14 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2015 - 14 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2013 - 12 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2013 - 12 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2013 - 18 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHING KI
:
Chinese Name of Relevant Individual
吳靖琪
:
HKMA Registration Number
AF8744
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Apr 2022
No
BRANCH MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Apr 2022
No
BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8744
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 14 Apr 2022
No
AF8744
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 14 Apr 2022
No
AF8744
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Sep 2019 - 06 Mar 2022
No
AF8744
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Sep 2019 - 06 Mar 2022
No
AF8744
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2015 - 14 Jul 2019
No
AF8744
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2015 - 14 Jul 2019
No
AF8744
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jul 2013 - 12 Aug 2015
No
AF8744
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2013 - 12 Aug 2015
No
AF8744
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Jan 2013 - 18 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.