Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KING YU KERRY
Chinese Name of Relevant Individual
陳景瑜
HKMA Registration Number
AF8778
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2016 - 24 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2016 - 24 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jan 2016 - 24 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2013 - 16 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2013 - 16 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KING YU KERRY
:
Chinese Name of Relevant Individual
陳景瑜
:
HKMA Registration Number
AF8778
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Oct 2023
No
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Oct 2023
No
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8778
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 13 Oct 2023
No
AF8778
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 13 Oct 2023
No
AF8778
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jan 2016 - 24 Sep 2023
No
AF8778
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Jan 2016 - 24 Sep 2023
No
AF8778
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jan 2016 - 24 Sep 2023
No
AF8778
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2013 - 16 May 2014
No
AF8778
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2013 - 16 May 2014
No
AF8778
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2013
No
AF8778
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.