Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, KWAN YUNG
Chinese Name of Relevant Individual
鄧坤勇
HKMA Registration Number
AF8789
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2014 - 01 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2014 - 01 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2013 - 21 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Jan 2013 - 21 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, KWAN YUNG
:
Chinese Name of Relevant Individual
鄧坤勇
:
HKMA Registration Number
AF8789
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8789
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Jun 2014 - 01 Aug 2015
No
AF8789
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Jun 2014 - 01 Aug 2015
No
AF8789
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jan 2013 - 21 Apr 2014
No
AF8789
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jan 2013 - 21 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.