Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, HIU TING
Chinese Name of Relevant Individual
陳曉婷
HKMA Registration Number
AF8793
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2018 - 14 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2018 - 14 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Feb 2018 - 06 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2013 - 25 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2013 - 25 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jun 2013 - 25 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2013 - 19 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2013 - 19 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, HIU TING
:
Chinese Name of Relevant Individual
陳曉婷
:
HKMA Registration Number
AF8793
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8793
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Feb 2018 - 14 Sep 2021
No
AF8793
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Feb 2018 - 14 Sep 2021
No
AF8793
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Feb 2018 - 06 Aug 2019
No
AF8793
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jun 2013 - 25 Nov 2014
No
AF8793
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Jun 2013 - 25 Nov 2014
No
AF8793
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Jun 2013 - 25 Nov 2014
No
AF8793
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2013 - 19 Mar 2013
No
AF8793
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2013 - 19 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
