Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KA LUN
Chinese Name of Relevant Individual
李家麟
HKMA Registration Number
AF8825
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2014 - 10 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2014 - 10 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2013 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KA LUN
:
Chinese Name of Relevant Individual
李家麟
:
HKMA Registration Number
AF8825
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8825
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
06 Feb 2014 - 10 Feb 2016
No
AF8825
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
06 Feb 2014 - 10 Feb 2016
No
AF8825
WING LUNG BANK LIMITED
Type 1: dealing in securities
26 Jan 2013 - 18 Dec 2013
No
AF8825
WING LUNG BANK LIMITED
Type 4: advising on securities
26 Jan 2013 - 18 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.