Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, WAI KWAN
Chinese Name of Relevant Individual

陳慧君
HKMA Registration Number
AF8836
Other HKMA Registration Number(s)
AD9105
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ACCOUNT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, WAI KWAN
:
Chinese Name of Relevant Individual
陳慧君
:
HKMA Registration Number
AF8836
:
Other HKMA Registration Number(s)
AD9105
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
11 Jul 2025
No
CLIENT ACCOUNT MANAGER