Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, PAK HO
Chinese Name of Relevant Individual
吳柏灝
HKMA Registration Number
AF8873
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2015 - 14 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2013 - 09 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2013 - 09 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jan 2013 - 09 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, PAK HO
:
Chinese Name of Relevant Individual
吳柏灝
:
HKMA Registration Number
AF8873
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8873
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jan 2015 - 14 Dec 2015
No
AF8873
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Feb 2013 - 09 Aug 2014
No
AF8873
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jan 2013 - 09 Aug 2014
No
AF8873
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jan 2013 - 09 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.