Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, SAMUEL CHUNG YIN
Chinese Name of Relevant Individual
鄧仲然
HKMA Registration Number
AF8883
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Sep 2016 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2016 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2016 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2013 - 18 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2013 - 18 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, SAMUEL CHUNG YIN
:
Chinese Name of Relevant Individual
鄧仲然
:
HKMA Registration Number
AF8883
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8883
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Sep 2016 - 01 May 2019
No
AF8883
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2016 - 01 May 2019
No
AF8883
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2016 - 01 May 2019
No
AF8883
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2013 - 18 Nov 2013
No
AF8883
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2013 - 18 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.