Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, PEISI
Chinese Name of Relevant Individual
許培思
HKMA Registration Number
AF8915
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2019 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2019 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2019 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2019 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jun 2015 - 19 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2013 - 19 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, PEISI
:
Chinese Name of Relevant Individual
許培思
:
HKMA Registration Number
AF8915
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8915
CITIBANK, N.A.
Type 1: dealing in securities
07 Sep 2019 - 28 Nov 2025
No
AF8915
CITIBANK, N.A.
Type 4: advising on securities
07 Sep 2019 - 28 Nov 2025
No
AF8915
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Sep 2019 - 28 Nov 2025
No
AF8915
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Sep 2019 - 28 Nov 2025
No
AF8915
BNP PARIBAS
Type 6: advising on corporate finance
11 Jun 2015 - 19 Sep 2017
No
AF8915
BNP PARIBAS
Type 1: dealing in securities
02 Feb 2013 - 19 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.