Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, KING HO RYAN
Chinese Name of Relevant Individual
樊敬豪
HKMA Registration Number
AF8943
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2018 - 05 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2018 - 05 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Dec 2016 - 27 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Dec 2016 - 27 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2013 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2013 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, KING HO RYAN
:
Chinese Name of Relevant Individual
樊敬豪
:
HKMA Registration Number
AF8943
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8943
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
07 Feb 2018 - 05 Jul 2021
No
AF8943
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
07 Feb 2018 - 05 Jul 2021
No
AF8943
CHONG HING BANK LIMITED
Type 1: dealing in securities
27 Dec 2016 - 27 May 2017
No
AF8943
CHONG HING BANK LIMITED
Type 4: advising on securities
27 Dec 2016 - 27 May 2017
No
AF8943
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2013 - 31 Dec 2013
No
AF8943
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2013 - 31 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.