Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHEE WAI IVAN
Chinese Name of Relevant Individual
李子維
HKMA Registration Number
AF8958
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2018 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2018 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2016 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2013 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2013 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHEE WAI IVAN
:
Chinese Name of Relevant Individual
李子維
:
HKMA Registration Number
AF8958
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Feb 2022
No
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Feb 2022
No
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
22 Feb 2022
No
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
22 Feb 2022
No
TEAM LEAD, SYNDICATION & LOAN SOLUTIONS, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8958
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 22 Feb 2022
No
AF8958
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 22 Feb 2022
No
AF8958
DBS BANK LTD.
Type 1: dealing in securities
Since 22 Feb 2022
No
AF8958
DBS BANK LTD.
Type 4: advising on securities
Since 22 Feb 2022
No
AF8958
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
13 Jun 2018 - 09 Jul 2019
No
AF8958
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
13 Jun 2018 - 09 Jul 2019
No
AF8958
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jan 2016 - 06 Apr 2018
No
AF8958
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Feb 2013 - 06 Apr 2018
No
AF8958
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Feb 2013 - 06 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.