Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YIK, WAI YIN
Chinese Name of Relevant Individual

易慧姸
HKMA Registration Number
AF8965
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Nov 2013
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Nov 2013
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIK, WAI YIN
:
Chinese Name of Relevant Individual
易慧姸
:
HKMA Registration Number
AF8965
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Nov 2013
No
OPERATIONS AND SERVICE MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Nov 2013
No
OPERATIONS AND SERVICE MANAGER