Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAN, CHEONG MAU
Chinese Name of Relevant Individual
鄞昌茂
HKMA Registration Number
AF8971
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2013 - 15 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2013 - 15 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2013 - 07 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2013 - 07 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAN, CHEONG MAU
:
Chinese Name of Relevant Individual
鄞昌茂
:
HKMA Registration Number
AF8971
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8971
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Jun 2013 - 15 Oct 2013
No
AF8971
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Jun 2013 - 15 Oct 2013
No
AF8971
CHONG HING BANK LIMITED
Type 1: dealing in securities
07 Feb 2013 - 07 Apr 2013
No
AF8971
CHONG HING BANK LIMITED
Type 4: advising on securities
07 Feb 2013 - 07 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.