Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, WEI LI
Chinese Name of Relevant Individual
呂偉立
HKMA Registration Number
AF8981
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2015 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2015 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2014 - 23 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2013 - 23 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, WEI LI
:
Chinese Name of Relevant Individual
呂偉立
:
HKMA Registration Number
AF8981
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8981
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
07 Aug 2015 - 11 Dec 2015
No
AF8981
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
07 Aug 2015 - 11 Dec 2015
No
AF8981
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
23 Jul 2014 - 23 Jul 2015
No
AF8981
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
08 Feb 2013 - 23 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.