Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, KA SHING
Chinese Name of Relevant Individual
温嘉誠
HKMA Registration Number
AF8998
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2013 - 04 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2013 - 04 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
18 Feb 2013 - 04 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, KA SHING
:
Chinese Name of Relevant Individual
温嘉誠
:
HKMA Registration Number
AF8998
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8998
ABN AMRO BANK N.V.
Type 4: advising on securities
23 Mar 2013 - 04 Oct 2013
No
AF8998
ABN AMRO BANK N.V.
Type 1: dealing in securities
18 Feb 2013 - 04 Oct 2013
No
AF8998
ABN AMRO BANK N.V.
Type 9: asset management
18 Feb 2013 - 04 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.