Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DHANUKA, RISHI
Chinese Name of Relevant Individual
HKMA Registration Number
AF9018
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2016 - 10 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2016 - 10 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2015 - 16 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2015 - 16 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2015 - 10 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2015 - 10 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2014 - 06 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2014 - 06 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2014 - 19 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2014 - 19 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2013 - 05 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2013 - 05 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2013 - 15 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2013 - 15 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DHANUKA, RISHI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9018
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9018
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
01 Jun 2017 - 02 Jun 2017
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
09 May 2016 - 10 May 2016
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
09 May 2016 - 10 May 2016
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Nov 2015 - 16 Nov 2015
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
15 Nov 2015 - 16 Nov 2015
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Feb 2015 - 10 Feb 2015
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
09 Feb 2015 - 10 Feb 2015
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Mar 2014 - 06 Mar 2014
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
05 Mar 2014 - 06 Mar 2014
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Feb 2014 - 19 Feb 2014
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
17 Feb 2014 - 19 Feb 2014
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Jul 2013 - 05 Jul 2013
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
04 Jul 2013 - 05 Jul 2013
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Mar 2013 - 15 Mar 2013
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
14 Mar 2013 - 15 Mar 2013
No
AF9018
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Feb 2013
No
AF9018
BARCLAYS BANK PLC
Type 4: advising on securities
19 Feb 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.