Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DY, KAR YING JANET
Chinese Name of Relevant Individual
李嘉詠
HKMA Registration Number
AF9026
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2018 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2018 - 30 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2015 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2015 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2013 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DY, KAR YING JANET
:
Chinese Name of Relevant Individual
李嘉詠
:
HKMA Registration Number
AF9026
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9026
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 May 2018 - 30 Sep 2020
No
AF9026
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 May 2018 - 30 Sep 2020
No
AF9026
CREDIT SUISSE AG
Type 1: dealing in securities
28 Jul 2015 - 13 Apr 2018
No
AF9026
CREDIT SUISSE AG
Type 4: advising on securities
28 Jul 2015 - 13 Apr 2018
No
AF9026
UBS AG
Type 1: dealing in securities
20 Feb 2013 - 14 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.