Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YU HO
Chinese Name of Relevant Individual
何宇晧
HKMA Registration Number
AF9056
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2019 - 17 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2013 - 17 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Feb 2013 - 17 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2016 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2013 - 12 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YU HO
:
Chinese Name of Relevant Individual
何宇晧
:
HKMA Registration Number
AF9056
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9056
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Jan 2019 - 17 Oct 2021
No
AF9056
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Feb 2013 - 17 Oct 2021
No
AF9056
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Feb 2013 - 17 Oct 2021
No
AF9056
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Mar 2016 - 15 May 2016
No
AF9056
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Feb 2013 - 12 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.