Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, KWUN CHEONG
Chinese Name of Relevant Individual
蘇冠昌
HKMA Registration Number
AF9070
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2013 - 03 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2013 - 03 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2013 - 01 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2013 - 01 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, KWUN CHEONG
:
Chinese Name of Relevant Individual
蘇冠昌
:
HKMA Registration Number
AF9070
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9070
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 May 2013 - 03 Oct 2018
No
AF9070
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 May 2013 - 03 Oct 2018
No
AF9070
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2013 - 01 May 2013
No
AF9070
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2013 - 01 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.