Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, KATHY
Chinese Name of Relevant Individual

李嘉怡
HKMA Registration Number
AF9073
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Feb 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF PBG MARKETING
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, KATHY
:
Chinese Name of Relevant Individual
李嘉怡
:
HKMA Registration Number
AF9073
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Feb 2013
Yes
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF PBG MARKETING
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
11 Sep 2024
No
SALES & TRADING, TREASURY & MARKETS