Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MO, KA WAN
Chinese Name of Relevant Individual
毛嘉韻
HKMA Registration Number
AF9076
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2020 - 09 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2020 - 09 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2013 - 12 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2013 - 12 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MO, KA WAN
:
Chinese Name of Relevant Individual
毛嘉韻
:
HKMA Registration Number
AF9076
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9076
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Jan 2020 - 09 Aug 2020
No
AF9076
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Jan 2020 - 09 Aug 2020
No
AF9076
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Feb 2013 - 12 Apr 2015
No
AF9076
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Feb 2013 - 12 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.