Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA LING
Chinese Name of Relevant Individual
黃嘉寧
HKMA Registration Number
AF9081
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2023 - 26 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2023 - 26 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2017 - 02 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2017 - 02 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2013 - 04 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2013 - 04 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
10 Jul 2013 - 04 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2013 - 09 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2013 - 09 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA LING
:
Chinese Name of Relevant Individual
黃嘉寧
:
HKMA Registration Number
AF9081
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9081
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Feb 2023 - 26 Jun 2024
No
AF9081
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Feb 2023 - 26 Jun 2024
No
AF9081
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Apr 2017 - 02 Jul 2021
No
AF9081
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Apr 2017 - 02 Jul 2021
No
AF9081
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Jul 2013 - 04 Feb 2017
No
AF9081
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Jul 2013 - 04 Feb 2017
No
AF9081
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
10 Jul 2013 - 04 Feb 2017
No
AF9081
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2013 - 09 May 2013
No
AF9081
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2013 - 09 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.