Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, PING KWAN SCOTT
Chinese Name of Relevant Individual
陳秉鈞
HKMA Registration Number
AF9104
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2023 - 11 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2023 - 11 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2022 - 13 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2018 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2018 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2014 - 14 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2013 - 03 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2013 - 03 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, PING KWAN SCOTT
:
Chinese Name of Relevant Individual
陳秉鈞
:
HKMA Registration Number
AF9104
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Jan 2024
No
RELATIONSHIP MANAGEMENT, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9104
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 24 Jan 2024
No
AF9104
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
23 Aug 2023 - 11 Oct 2023
No
AF9104
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
23 Aug 2023 - 11 Oct 2023
No
AF9104
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Feb 2022 - 13 Jul 2023
No
AF9104
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
18 Aug 2018 - 03 Dec 2021
No
AF9104
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
18 Aug 2018 - 03 Dec 2021
No
AF9104
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Nov 2014 - 14 Jul 2018
No
AF9104
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
28 Feb 2013 - 03 Dec 2013
No
AF9104
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
28 Feb 2013 - 03 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.