Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, KWAN WAI
Chinese Name of Relevant Individual
潘均瑋
HKMA Registration Number
AF9158
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2018 - 23 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2013 - 24 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2013 - 24 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, KWAN WAI
:
Chinese Name of Relevant Individual
潘均瑋
:
HKMA Registration Number
AF9158
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9158
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
23 Jan 2018 - 23 Jun 2023
No
AF9158
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2013 - 24 Feb 2016
No
AF9158
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2013 - 24 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.