Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YA RU
Chinese Name of Relevant Individual
李雅茹
HKMA Registration Number
AF9195
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2022 - 29 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jul 2022 - 29 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2013 - 15 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2013 - 15 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YA RU
:
Chinese Name of Relevant Individual
李雅茹
:
HKMA Registration Number
AF9195
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9195
BNP PARIBAS
Type 1: dealing in securities
08 Jul 2022 - 29 Nov 2024
No
AF9195
BNP PARIBAS
Type 6: advising on corporate finance
08 Jul 2022 - 29 Nov 2024
No
AF9195
CREDIT SUISSE AG
Type 1: dealing in securities
09 Mar 2013 - 15 Nov 2013
No
AF9195
CREDIT SUISSE AG
Type 4: advising on securities
09 Mar 2013 - 15 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.