Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, JEE SENG
Chinese Name of Relevant Individual
黃志成
HKMA Registration Number
AF9210
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2015 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2015 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2013 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2013 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, JEE SENG
:
Chinese Name of Relevant Individual
黃志成
:
HKMA Registration Number
AF9210
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9210
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
28 Jan 2015 - 07 Feb 2021
No
AF9210
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
28 Jan 2015 - 07 Feb 2021
No
AF9210
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2013 - 10 Aug 2014
No
AF9210
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Mar 2013 - 10 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.