Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CALVIN KAI HO
Chinese Name of Relevant Individual
鄭啟豪
HKMA Registration Number
AF9231
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2025 - 29 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2025 - 29 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2024 - 27 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2024 - 27 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2023 - 08 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2023 - 08 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jan 2023 - 08 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2021 - 13 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2021 - 13 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2020 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2020 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2018 - 13 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Dec 2018 - 13 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2018 - 26 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2018 - 26 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CALVIN KAI HO
:
Chinese Name of Relevant Individual
鄭啟豪
:
HKMA Registration Number
AF9231
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9231
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Aug 2025 - 29 Mar 2026
No
AF9231
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Aug 2025 - 29 Mar 2026
No
AF9231
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Dec 2024 - 27 Apr 2025
No
AF9231
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Dec 2024 - 27 Apr 2025
No
AF9231
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jan 2023 - 08 Dec 2024
No
AF9231
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jan 2023 - 08 Dec 2024
No
AF9231
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jan 2023 - 08 Dec 2024
No
AF9231
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Aug 2021 - 13 Dec 2022
No
AF9231
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2021 - 13 Dec 2022
No
AF9231
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
31 Oct 2020 - 11 May 2021
No
AF9231
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
31 Oct 2020 - 11 May 2021
No
AF9231
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Dec 2018 - 13 Sep 2020
No
AF9231
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Dec 2018 - 13 Sep 2020
No
AF9231
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Apr 2018 - 26 Sep 2018
No
AF9231
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Apr 2018 - 26 Sep 2018
No
AF9231
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2013 - 30 May 2013
No
AF9231
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Mar 2013 - 30 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
