Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MEHTA, MADHUR JITENDRA
Chinese Name of Relevant Individual
HKMA Registration Number
AF9278
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2018 - 16 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2018 - 16 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Nov 2018 - 16 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Oct 2018 - 25 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2018 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2018 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jul 2018 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 147
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MEHTA, MADHUR JITENDRA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9278
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Nov 2018 - 16 Nov 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Nov 2018 - 16 Nov 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Nov 2018 - 16 Nov 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Oct 2018 - 25 Oct 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Oct 2018 - 25 Oct 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Oct 2018 - 25 Oct 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2018 - 13 Jul 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2018 - 13 Jul 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Jul 2018 - 13 Jul 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2018 - 08 Jun 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2018 - 08 Jun 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Jun 2018 - 08 Jun 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 May 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 May 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 May 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2018 - 09 Mar 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2018 - 09 Mar 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Mar 2018 - 09 Mar 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2018 - 07 Feb 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2018 - 07 Feb 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Feb 2018 - 07 Feb 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2018 - 09 Jan 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2018 - 09 Jan 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
08 Jan 2018 - 09 Jan 2018
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Dec 2017 - 05 Dec 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Dec 2017 - 05 Dec 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
04 Dec 2017 - 05 Dec 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2017 - 24 Nov 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2017 - 24 Nov 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Nov 2017 - 24 Nov 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2017 - 01 Sep 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2017 - 01 Sep 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Aug 2017 - 01 Sep 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2017 - 21 Jul 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2017 - 21 Jul 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Jul 2017 - 21 Jul 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jun 2017 - 09 Jun 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jun 2017 - 09 Jun 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Jun 2017 - 09 Jun 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 May 2017 - 19 May 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 May 2017 - 19 May 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 May 2017 - 19 May 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2017 - 12 Apr 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2017 - 12 Apr 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Apr 2017 - 12 Apr 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2017 - 30 Mar 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Mar 2017 - 30 Mar 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Mar 2017 - 30 Mar 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2017 - 03 Mar 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2017 - 03 Mar 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Mar 2017 - 03 Mar 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Feb 2017 - 24 Feb 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Feb 2017 - 24 Feb 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Feb 2017 - 24 Feb 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2017 - 10 Jan 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2017 - 10 Jan 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Jan 2017 - 10 Jan 2017
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Nov 2016 - 18 Nov 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Nov 2016 - 18 Nov 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Nov 2016 - 18 Nov 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2016 - 07 Sep 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Sep 2016 - 07 Sep 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
06 Sep 2016 - 07 Sep 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Aug 2016 - 01 Sep 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Aug 2016 - 01 Sep 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Aug 2016 - 01 Sep 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jun 2016 - 23 Jun 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jun 2016 - 23 Jun 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Jun 2016 - 23 Jun 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 May 2016 - 27 May 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 May 2016 - 27 May 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 May 2016 - 27 May 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Mar 2016 - 16 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Mar 2016 - 16 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Mar 2016 - 16 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2016 - 04 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2016 - 04 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Mar 2016 - 04 Mar 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2016 - 20 Jan 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2016 - 20 Jan 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Jan 2016 - 20 Jan 2016
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Dec 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Dec 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Dec 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Nov 2015 - 06 Nov 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Nov 2015 - 06 Nov 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
03 Nov 2015 - 06 Nov 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2015 - 21 Aug 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2015 - 21 Aug 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Aug 2015 - 21 Aug 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jul 2015 - 31 Jul 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2015 - 31 Jul 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Jul 2015 - 31 Jul 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2015 - 26 Mar 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2015 - 26 Mar 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Mar 2015 - 26 Mar 2015
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Dec 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Nov 2014 - 21 Nov 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Nov 2014 - 21 Nov 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Nov 2014 - 21 Nov 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Sep 2014 - 12 Sep 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Sep 2014 - 12 Sep 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Sep 2014 - 12 Sep 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jul 2014 - 01 Aug 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jul 2014 - 01 Aug 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Jul 2014 - 01 Aug 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2014 - 10 Jul 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2014 - 10 Jul 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Jul 2014 - 10 Jul 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jun 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jun 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Jun 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 May 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 May 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 May 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Apr 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Apr 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Apr 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Apr 2014 - 16 Apr 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Apr 2014 - 16 Apr 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Apr 2014 - 16 Apr 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2014 - 27 Mar 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2014 - 27 Mar 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Mar 2014 - 27 Mar 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Feb 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Feb 2014 - 20 Feb 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Feb 2014 - 20 Feb 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Feb 2014 - 20 Feb 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2014 - 24 Jan 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2014 - 24 Jan 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Jan 2014 - 24 Jan 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2014 - 18 Jan 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2014 - 18 Jan 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Jan 2014 - 18 Jan 2014
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2013 - 14 Sep 2013
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2013 - 14 Sep 2013
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 Sep 2013 - 14 Sep 2013
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2013 - 19 Mar 2013
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2013 - 19 Mar 2013
No
AF9278
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Mar 2013 - 19 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.