Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KING HIM
Chinese Name of Relevant Individual
何璟謙
HKMA Registration Number
AF9286
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2018 - 13 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2018 - 13 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Sep 2018 - 13 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2017 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2017 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2015 - 03 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2015 - 03 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2014 - 20 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2014 - 20 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2013 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2013 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Mar 2013 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KING HIM
:
Chinese Name of Relevant Individual
何璟謙
:
HKMA Registration Number
AF9286
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9286
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Sep 2018 - 13 Feb 2023
No
AF9286
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Sep 2018 - 13 Feb 2023
No
AF9286
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Sep 2018 - 13 Feb 2023
No
AF9286
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Jun 2017 - 18 Jul 2018
No
AF9286
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Jun 2017 - 18 Jul 2018
No
AF9286
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
10 Dec 2015 - 03 Jun 2017
No
AF9286
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
10 Dec 2015 - 03 Jun 2017
No
AF9286
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2014 - 20 Sep 2015
No
AF9286
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2014 - 20 Sep 2015
No
AF9286
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Mar 2013 - 23 Nov 2014
No
AF9286
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Mar 2013 - 23 Nov 2014
No
AF9286
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Mar 2013 - 23 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.