Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIP, SAU TUNG AMY
Chinese Name of Relevant Individual

葉秀冬
HKMA Registration Number
AF9294
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Mar 2013
Is an Executive Officer? (Yes / No)
No
Capacity
HSBC PREMIER ELITE SENIOR DIRECTOR
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Mar 2013
Is an Executive Officer? (Yes / No)
No
Capacity
HSBC PREMIER ELITE SENIOR DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIP, SAU TUNG AMY
:
Chinese Name of Relevant Individual
葉秀冬
:
HKMA Registration Number
AF9294
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
19 Mar 2013
No
HSBC PREMIER ELITE SENIOR DIRECTOR
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
19 Mar 2013
No
HSBC PREMIER ELITE SENIOR DIRECTOR