Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HERRMANN, GAVIN JOHN
Chinese Name of Relevant Individual
HKMA Registration Number
AF9297
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2013 - 18 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2013 - 10 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2013 - 23 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2013 - 24 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HERRMANN, GAVIN JOHN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9297
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9297
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Oct 2013 - 18 Oct 2013
No
AF9297
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Sep 2013 - 10 Sep 2013
No
AF9297
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Aug 2013 - 23 Aug 2013
No
AF9297
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Mar 2013 - 24 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.