Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, CHUN YAO
Chinese Name of Relevant Individual
楊竣堯
HKMA Registration Number
AF9309
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2018 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2018 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2017 - 30 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2013 - 30 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, CHUN YAO
:
Chinese Name of Relevant Individual
楊竣堯
:
HKMA Registration Number
AF9309
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9309
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
31 Jul 2018 - 03 Dec 2021
Yes
AF9309
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
31 Jul 2018 - 03 Dec 2021
Yes
AF9309
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
12 Apr 2017 - 30 Jul 2018
No
AF9309
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
20 Mar 2013 - 30 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.