Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUO, LEE MING
Chinese Name of Relevant Individual
羅莉鳴
HKMA Registration Number
AF9312
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2023 - 06 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2023 - 06 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 17 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2013 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2013 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Mar 2013 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUO, LEE MING
:
Chinese Name of Relevant Individual
羅莉鳴
:
HKMA Registration Number
AF9312
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9312
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
09 Dec 2023 - 06 Jun 2025
No
AF9312
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
09 Dec 2023 - 06 Jun 2025
No
AF9312
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
14 Jan 2017 - 17 Apr 2023
No
AF9312
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Apr 2013 - 17 Apr 2016
No
AF9312
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Mar 2013 - 17 Apr 2016
No
AF9312
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Mar 2013 - 17 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.