Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, WAI HANG VICTOR
Chinese Name of Relevant Individual
嚴惠恒
HKMA Registration Number
AF9322
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, RELATIONSHIP MANAGER
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2014 - 31 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2014 - 31 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2013 - 26 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2013 - 26 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, WAI HANG VICTOR
:
Chinese Name of Relevant Individual
嚴惠恒
:
HKMA Registration Number
AF9322
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
17 Jul 2019
No
VICE PRESIDENT, RELATIONSHIP MANAGER
CHONG HING BANK LIMITED
Type 4: advising on securities
17 Jul 2019
No
VICE PRESIDENT, RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9322
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 17 Jul 2019
No
AF9322
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 17 Jul 2019
No
AF9322
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
06 Aug 2014 - 31 Jul 2016
No
AF9322
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
06 Aug 2014 - 31 Jul 2016
No
AF9322
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Mar 2013 - 26 Jun 2013
No
AF9322
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Mar 2013 - 26 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.