Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MATTHEW KAI CHEONG
Chinese Name of Relevant Individual
劉啟昌
HKMA Registration Number
AF9346
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2014 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2014 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2013 - 01 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2013 - 01 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MATTHEW KAI CHEONG
:
Chinese Name of Relevant Individual
劉啟昌
:
HKMA Registration Number
AF9346
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9346
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
07 Jan 2014 - 12 Nov 2023
No
AF9346
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
07 Jan 2014 - 12 Nov 2023
No
AF9346
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
26 Mar 2013 - 01 Jan 2014
No
AF9346
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
26 Mar 2013 - 01 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.