Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, TAK LUN
Chinese Name of Relevant Individual
葉德倫
HKMA Registration Number
AF9348
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2015 - 30 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2015 - 30 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2014 - 19 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2014 - 19 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, TAK LUN
:
Chinese Name of Relevant Individual
葉德倫
:
HKMA Registration Number
AF9348
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9348
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2015 - 30 Oct 2015
No
AF9348
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2015 - 30 Oct 2015
No
AF9348
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Sep 2014 - 19 Aug 2015
No
AF9348
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Sep 2014 - 19 Aug 2015
No
AF9348
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2013 - 30 Sep 2013
No
AF9348
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Mar 2013 - 30 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.