Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, WAN TING MICHELLE
Chinese Name of Relevant Individual
關藴廷
HKMA Registration Number
AF9349
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2013 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, WAN TING MICHELLE
:
Chinese Name of Relevant Individual
關藴廷
:
HKMA Registration Number
AF9349
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9349
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
27 Mar 2013 - 04 Dec 2015
No
AF9349
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
27 Mar 2013 - 04 Dec 2015
No
AF9349
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
27 Mar 2013 - 04 Dec 2015
No
AF9349
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
27 Mar 2013 - 04 Dec 2015
No
AF9349
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2013 - 04 Dec 2015
No
AF9349
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Mar 2013 - 04 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.